INTERNET TRADING
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Rate/Amount
  Trade Related
   
  Brokerage Commission  
  - for orders placed via Internet Trading account 0.15% of transaction amount, minimum charge HK$50/transaction
  - for orders placed via other means 0.25% of transaction amount, minimum charge HK$100/transaction
  Stamp Duty Payable to the HKSAR government at 0.1% of transaction amount (round up to the nearest dollar)
  Transaction Levy Payable to SFC at 0.005% of transaction amount
  Investor Compensation Levy Payable to SFC at 0.002% of transaction amount
  Trading Fee Imposed by the HKEx at 0.005% of transaction amount
  Trading Tariff waived (HKEx charges HK$0.5/ transaction)
  Transfer Deed Duty Payable to the HKSAR government at HK$5/Transfer Deed
     
  Scrip Handling and Settlement Related
     
  Settlement Instruction (SI)
Transaction Settlement Fee
0.01% of transaction amount or stock value, minimum HK$10.00 and maximum HK$300/SI transaction (CCASS charges 0.002% of transaction amount, minimum HK$2 and maximum HK$100)
  Physical Scrip Withdrawal HK$5/ board lot (CCASS charges HK$3.5/board lot)
  Physical Scrip Deposit nil
  Compulsory Share Buy-Back 0.5% of stock value (CCASS charges 0.25%) plus share buy-in costs charged by CCASS
     
  Account Maintenance Related
     
  Custodian Services waived (CCASS charges HK$0.012/board lot each month)
  Dormant Account HK$20/month on account remains inactive for 1 year
 
  Nominee Services and Corporate Actions Related
     
  Scrip Fee  
  - At book-close date HK$5/board lot on net increase in aggregate balance
(CCASS chargesHK$1.5/board lot on net increase in aggregate balance)
- At deemed book-closed dates HK$1/board lot on net increase in aggregate balance
(CCASS chargesHK$0.75/board lot on net increase in aggregate balance)
  Collection of dividends/bonus/right issues
  - Cash dividend 0.5% of dividend amount or minimum charges HK$10/collection (CCASS charges 0.12% of dividend
amount)
  - Scrip Dividend/Bonus/Rights Issues HK$30/collection
  Exercise/Conversion of Rights/Warrants HK$200/instruction plus CCASS corporate action fee HK$0.8/board lot
  Takeover/Privatization 0.125% of offer price with minimum HK$100 plus CCASS corporate action fee HK$0.8/board lot
  Corporate Voting HK$200/instruction
     
  Financing Charges and Others  
     
  Cash Account Overdue Interest prime rate + 8% per annum
  Margin Account Financing Interest (1) outstanding amount portion within margin value => prime rate + 4% per annum
(2) outstanding amount portion beyond margin value => prime rate + 8% per annum
  Unclaimed Benefit Entitlement $500/claim plus out-of-pocket expenses incurred
  New Issues Application $200/application
  CHATS/Telegraphic Transfer Payment $200/instruction
  Returned Cheque/Stop Payment/Unidentified Deposit $100/ transaction
  Copies of Transaction Documents $5/sheet
     
  Fees and charges stated above are subject to changes from time to time. For enquires, please contact us at 2810 8068.
     
   
         
         
         
         
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